Incorporating the Last Four Digits of Social Security Numbers Substantially Improves Linking Patient Data from De-identified Hospital Claims Databases

James M. Naessens, Sue L. Visscher, Stephanie M. Peterson, Kristi M. Swanson, Matthew G. Johnson, Parvez A. Rahman, Joe Schindler, Mark Sonneborn, Donald E. Fry, Michael Pine

Research output: Contribution to journalArticlepeer-review

3 Scopus citations

Abstract

Objective Assess algorithms for linking patients across de-identified databases without compromising confidentiality. Data Sources/Study Setting Hospital discharges from 11 Mayo Clinic hospitals during January 2008-September 2012 (assessment and validation data). Minnesota death certificates and hospital discharges from 2009 to 2012 for entire state (application data). Study Design Cross-sectional assessment of sensitivity and positive predictive value (PPV) for four linking algorithms tested by identifying readmissions and posthospital mortality on the assessment data with application to statewide data. Data Collection/Extraction Methods De-identified claims included patient gender, birthdate, and zip code. Assessment records were matched with institutional sources containing unique identifiers and the last four digits of Social Security number (SSNL4). Principal Findings Gender, birthdate, and five-digit zip code identified readmissions with a sensitivity of 98.0 percent and a PPV of 97.7 percent and identified postdischarge mortality with 84.4 percent sensitivity and 98.9 percent PPV. Inclusion of SSNL4 produced nearly perfect identification of readmissions and deaths. When applied statewide, regions bordering states with unavailable hospital discharge data had lower rates. Conclusion Addition of SSNL4 to administrative data, accompanied by appropriate data use and data release policies, can enable trusted repositories to link data with nearly perfect accuracy without compromising patient confidentiality. States maintaining centralized de-identified databases should add SSNL4 to data specifications.

Original languageEnglish (US)
Pages (from-to)1339-1350
Number of pages12
JournalHealth Services Research
Volume50
Issue numberS1
DOIs
StatePublished - Aug 1 2015

Keywords

  • Readmission
  • de-identified data
  • posthospital mortality
  • record linkage

ASJC Scopus subject areas

  • Health Policy

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